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Mar 15, 2025Glossary

National Association of Securities Dealers (NASD)

Ever wondered who keeps an eye on the securities industry and ensures everything runs smoothly? Well, meet the NASD – the National Association of Securities Dealers. This organization might sound like a bunch of stuffy bureaucrats, but trust me, they're the cool kids on the block when it comes to regulating the over-the-counter (OTC) securities market.

Securities Regulation NASD Self-Regulatory Organization Investor Protection Over-the-Counter Market

Mar 15, 2025Glossary

Over-the-Counter (OTC)

Imagine a secret club where traders gather to exchange exotic goods, away from the prying eyes of the general public. Sounds intriguing, doesn't it? Well, that's essentially what the over-the-counter (OTC) market is – a private playground for financial institutions and sophisticated investors to trade securities and derivatives that aren't listed on traditional exchanges.

Bonds Derivatives OTC Trading Forex Over-the-Counter Market